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| Code | Title | Category | Jurisdiction | Last Updated |
|---|---|---|---|---|
| HK-ESG-01 | HKEX ESG Reporting Guide | ESG | Hong Kong | Feb 02, 2024 |
| EU-GDPR-2024 | GDPR Compliance 2024 | Privacy | European Union | Jan 15, 2024 |
| UK-FCA-CASS | Client Asset Rules | Financial | United Kingdom | Dec 01, 2023 |
| SG-MAS-626 | MAS Notice 626 - AML/CFT | AML | Singapore | Nov 12, 2023 |
| HK-LM-01 | Liquidity Risk Management Module Chapter 4: Risk Management | Financial | Hong Kong | Oct 24, 2023 |
| HK-SA-04 | Counterparty Credit Risk | Financial | Hong Kong | Oct 22, 2023 |
| HK-AML-02 | Anti-Money Laundering Ordinance | AML | Hong Kong | Oct 20, 2023 |
| HK-TC-09 | Technology Risk Management | Tech | Hong Kong | Sep 28, 2023 |
ESG
HKEX ESG Reporting Guide
HK-ESG-01
Jurisdiction: Hong KongFeb 02, 2024
View Detail
Privacy
GDPR Compliance 2024
EU-GDPR-2024
Jurisdiction: European UnionJan 15, 2024
View Detail
Financial
Client Asset Rules
UK-FCA-CASS
Jurisdiction: United KingdomDec 01, 2023
View Detail
AML
MAS Notice 626 - AML/CFT
SG-MAS-626
Jurisdiction: SingaporeNov 12, 2023
View Detail
Financial
Liquidity Risk Management Module
HK-LM-01 — Chapter 4: Risk Management
Jurisdiction: Hong KongOct 24, 2023
View Detail
Financial
Counterparty Credit Risk
HK-SA-04
Jurisdiction: Hong KongOct 22, 2023
View Detail
AML
Anti-Money Laundering Ordinance
HK-AML-02
Jurisdiction: Hong KongOct 20, 2023
View Detail
Tech
Technology Risk Management
HK-TC-09
Jurisdiction: Hong KongSep 28, 2023
View Detail